Compliance Analyst with German

Cpl Jobs is a part of the larger European recruitment and HR services group, Cpl Resources. We help the greatest talents to develop their careers and enable leading companies on the Polish and European market to find the best professionals.

For our Client, dynamic Global Company, we are looking for:

Compliance Analyst with German

Location: Gdańsk

Tasks:

• Review investment contracts/guidelines/policies to understand compliance testing needs.
• Maintain detailed documentation on new client installations including client sign-offs and communications.
• Maintain detailed documentation on clients and their contracts/investment guidelines.
• Build rules utilizing compliance engine, validate data sets, and discuss with manager.
• Involvement in departmental ad-hoc projects.
• Investigate violations on the automated compliance monitoring system.
• Record findings of investigation on the system.
• Ensure agreed timelines are adhered to.
• Undertake appropriate housekeeping duties e.g. filing, archiving, operation of clean desk policy.
• Work with their manager to identify objectives at the start of each year and keep them up to date.
• Actively participate in the appraisal process by completing a self-evaluation and suggesting appropriate development.
• Take responsibility for personal development and training.
• Compare and confirm accuracy of fund data as it appears in the system.
• Advise data teams of any discrepancies in a timely fashion.
• Ensure agreed timelines are adhered to.
• Performing Data Uploads and Data Staging.
• Generate and attach reports as required.
• Involvement in the training and development of other team members as necessary.
• Make recommendations for changes to processes and procedures and prepare documentation for review as required.
• Resolve review points highlighted by their manager and ensure they are kept informed of progress.
• Establish and maintain good working relationships with internal clients and colleagues.

Requirements:

• Previous experience with legal text in German and English would be an asset.
• Knowledge of financial services, securities industry and capital markets.
• Numeracy / Literacy skills.
• Accuracy and ability to work to tight deadlines.
• PC literate and competent in use of Excel spreadsheets and word processing.
• Basic understanding of investment compliance would be an asset but not essential.
• Experience utilizing Bloomberg would be an asset.
• Excellent written and spoken English and German is a must.

Our Client offers:

• Competitive benefits and salary package.
• An International operating environment.
• Diversity of opportunities across a range of challenging and highly complex activities.
• Technical or leadership career pathway.
• Mobility of workforce and the encouragement of rotational career opportunities.