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Compliance Officer - Compliance with QI, QDD, FATCA and CRS regimes obligations
Warszawa, Śródmieście
Main responsibilities
- KYC and documents validation
- Performing day-to-day reviews and inspections of Marketing Materials ongoing monitoring
- Development and continues monitoring of a compliance program in relation to company's affiliates, review of affiliates' marketing activities, regular reports to Head of Compliance
- High level client support
- Cooperation on a new products development
- To be fully responsible in all compliance matters, ensuring compliance with the relevant law and regulatory requirements
Requirements
- Bachelor or Master degree in economic / finance
- Fluent English / Polish
- Understanding EU AML legislation
- Understanding of MiFID and other EU regulations in relation to the provision of MiFID investment and ancillary services
- Identification and documentation of clients (U.S. Tax Forms W8, W9; CRS self-certifications)
- Verification of withheld tax;
- Preparation data for filing a 1042 and 1042-s tax returns
- Monitoring of tax legislative changes and their impact on the firm
- Assistance in preparation of effective internal controls
- Readiness to successfully sit the CySEC exam within coming 6 months
- Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information
- Ability to work with big volume of requests
- Ability to find relevant information on CySEC and ESMA web-sites Assistance with the counterparties request on Due Diligence of the Company Assistance with the provision of information / documents during regulatory bodies, auditors and other audits regarding Company’s activities
We offer
- Competitive level of salary
- Interesting tasks and projects in dynamic environment of fast-growing business
- Professional development and work in a Team of experts
