As Financial Recruitment Specialists coxfitzsimons&wilkes specialise in Accounting, Banking and Finance Professionals at all levels across a range of industry sectors which include Investment Banks, Retail Banks, Investment Funds Companies as well as International Finance & Accounting Shared Service and Business Process Offshoring (BPO) sector across Poland.
Our client is an award-winning,prestigious private financial institution with global reach. To ensureoverall success of the company and the centre in Krakow we are currentlylooking for an experienced supervisor ready to join the team and contribute to smooth growth of the centre.
AML/KYC Supervisor
The Transfer Agency Supervisor will be responsible for directing team members within the Investor On Boarding Team with the objective to achieve overall high client satisfaction.
The Role of TA Supervisor will display a high degree of professionalism and integrity through their work and will possess solid experience in an Anti-Money Laundering (AML)/ Know you Client (KYC) role within a Client On-Boarding team or AMLRemediation team.
Achieving this will require strong people management, initiative, and attention to detail as well as the ability to delegate and to gain the commitment among team members.
TheRole:
Overseeing the day-to-day activities of the TA Team
Review and approval of global AML/KYC requirements for varying investor types
Ability to handle special processing situations including exceptions that require strong oversight
Close cooperation with TA Managers, Senior Management
Ensure that policies and procedures are adhered to on a daily basis and have this evidenced
Oversee the accurate preparation of any sample files required for internal or external audits
Possess an in-depth understanding of AML/KYC due diligence requirements on a range of institutional clients types with different legal structures, in all jurisdictions, to support businesses across various product groups
Fully conversant with the AML/KYC rules and regulations
Assist in drafting and documenting procedures, policies and processes as necessary
Responsible for the cross-training of staff on all aspects of Transfer Agency functions to develop depth and breadth of knowledge
We are looking for candidates with:
University degree (bachelor or masters)
2 - 5 years of relevant experience (TA, KYC, AML, Compliance etc.) in international environment
Minimum of 1-2 years supervisory experience
Fluency in English
Good knowledge of AML/KYC legal requirements aligned to current regulations
Ability to liaise across departments/functions when needed to handle specific client requests
Excellent analytical and communication skills
