As Financial Recruitment Specialists coxfitzsimons&wilkes specialise in Accounting, Banking and Finance Professionals at all levels across a range of industry sectors which include Investment Banks, Retail Banks, Investment Funds Companies as well as International Finance & Accounting Shared Service and Business Process Offshoring (BPO) sector across Poland.
Our client is a financial institution serving the most sophisticated individuals and institutions with expertise in Corporate Banking, Merging & Acquisitions Advisory, Investment Wealth Management, and Investor Services.
We are now looking to recruit a KYC / AML Supervisor to direct team members within the InvestorOn Boarding Team with the objective to achieve overall high clientsatisfaction.
The Role :
- Review and approval of global AML / KYC requirements for varying investor types
- Ability to handle special processing situations including exceptions that require strong oversight
- Actively participate and work with Client Service Managers and TA Production Support in the launch of any new or incremental business such as new funds/share classes, including account opening.
- Oversee the accurate preparation of any sample filesrequired for internal or external audits
- Possess an in-depth understanding of AML/KYC due diligence requirements on a range of institutional clients types with different legal structures, in all jurisdictions, to support businesses across various product groups including Real Estate Funds and Equities
- Responsible for instituting and reporting on measures to determine the team's performance in meeting these standards
- Responsible for the cross-training of staff on allaspects of Transfer Agency functions to develop depth and breadth of knowledge
- Manage controls efficiently to alleviate any potential risk areas
- Ensure shareholder files are kept up to date with relevant information including AML/KYC information
This role will suit a person with at least 3 years previous experience in Financial Services environment, KYC, AML, payments, cash, Transfer Agency and proven strong leadership skills. We are looking for a candidate with excellent communication skills, attention to detail and rigor. Fluency in English is required.
This role requires strong people management, initiative, and attention to detail as well as the ability to delegate and to gain the commitment among team members
Prosimy o dołączenie klazuli :
Wyrażam zgodę na przetwarzanie moich danychosobowych dla potrzeb niezbędnych dla realizacji procesu rekrutacji, zgodnie zustawą z dnia 29 sierpnia 1997 roku o ochronie danych osobowych (tekst jedn.:Dz. U. z 2002 r. Nr 101, poz. 926 z późn. zm.)
