Quality Assurance Analyst (Transaction Monitoring) at Compliance Hub [rekrutacja online]
Miejsce pracy: Warszawa
We are looking for you if:
- You can perform reviews of completed investigations on complex Transaction Monitoring alerts and cases, assessing the quality of the investigation and resulting documentation in line with ING’s policies and ING’s Quality Assurance Process and Procedures. You will assess whether the investigator has made the right decision, used their judgement taking a risk-based approach appropriately, and whether they have followed ING process and procedure correctly.
- You are able to consider the data the investigator has included in their investigation, the analysis they have done, the thought process they have followed and the rationale they have used in reaching their conclusion, as well as the quality of their “write up” and the degree to which the conclusion is supported by evidence.
- You can document your findings appropriately to give the investigator constructive feedback, highlighting what is good and what needs improvement, seeking to help the investigator improve, whilst also providing an objective assessment of the quality of their work
- You can maintain primary focus on the quality and effectiveness of Quality Assurance reviews, adopting an independent perspective, whilst ensuring that your work is completed in a timely fashion.
- You have a minimum 5-10 years of total work experience with a minimum of 36 months experience in Transaction Monitoring investigations and at least 6 months experience of Quality Assurance preferably in reputable financial services organizations.
- You have the ability to clearly and succinctly express ideas, facts and opinions. Is able to express them fluently both in speaking and writing, supported by appropriate tools.
- You have the ability to identify problems, analysing key information and making connections, in order to find appropriate solutions.
- You are able to complete tasks and achieves results in an efficient, timely and high-quality manner, with a focus on execution and delivery of targets and KPIs.
- You are fluent in written and spoken English
You'll get extra points for:
- Ablity to interpret and implement the latest relevant policy guidance whilst maintaining a risk-based approach.
- Expert knowledge of how to identify, analyze and understand money laundering, terrorist financing and tax evasion “red flags” and typologies as well as strong understanding of regulations and industry leading practices in conducting Transaction Monitoring investigations.
- Expert knowledge on what constitutes a good investigation and write up, clearly understanding internal and external stakeholder and regulatory expectations.
- Willingness to consult and collaborate with other Quality Assurance Analysts to help each other through reviews, whilst driving up the quality of the Quality Assurance team’s work through adopting and sharing best practice, techniques and knowledge over time.
- Expert understanding of how money laundering, terrorist financing and tax evasion are executed, why, the differences between them and their impacts.
- Expert skills in conducting effective Transaction Monitoring investigations, including in data and transaction analysis, research and documentation.
- Developed understanding of the global financial system and banking as well as the regulatory environment and the impacts of non-compliance.
- Professional certification (CAMS, CFE, ICA or equivalent) would be advantageous (but not required).
Information about squad:
The FCC QA team is part of the 2nd Line of Defense within the bank and is a newly created team which is looking to expand so we can cover a number of Financial Crime areas.
- contract of employment
type of contract - 9:00 - 17:00
work hours - Zajęcza 4, Warszawa
this is the location of our office
Your future duties
50%- Perform 2nd Line of Defense QA reviews offiles and provide an independent function totest the quality of files against the BankPolicy and Minimum Standards, in accordancewith the Global QA approach, providingfeedback to the 1st Line of Defense andhighlighting systematic issues withintraining and procedures
20%- Question and investigate the reliability andintegrity of data, the validity ofconclusions and the appropriateness ofassumptions made by the 1st Line of Defenseteam
15%- Perform root cause analysis and makerecommendations for addressing identifieddeficiencies
15%- Participate in team discussions on thecalibration of findings and build consensusprior to finalizing records of the filestested
Your development
- professional development
- certificates and knowledge development
- training budget
- access to the newest technologies
- international projects
- free English courses
- provate medical care
- 50% funded Multisport Card
- bicycle parking
- chillout rooms
- integration events and Stay Fit program
- stability of employement
- fully equipped workstations
- kitchen